"A basic format for tenure and/or promotion dossiers will be given to the collegiate deans for distribution through department chairs and directors to faculty members eligible through department chairs and directors to faculty members eligible to be considered for tenure and/or promotion. A common format for representing the supporting information will help assure fairness in the decision-making process."

Tomorrow's Professor Msg.#557 POLICY ON PROMOTION AND TENURE


Folks:

The posting below gives an inside look at polices on promotion and tenure at a major comprehensive university. It should provide a baseline for you to compare with your university. It is from Chapter 1: Mirror Mirror on the Wall, in COMPLEXITIES OF HIGHER EDUCATION ADMINISTRATION: Case Studies & Issues, by Mary Lou Higgerson and Susan S. Rehwaldt, Southern Illinois University, Carbondale. Anker Publishing Company, Inc. Bolton, MA. Copyright © 1993 by Anker Publishing Company, Inc. http://www.ankerpub.com/ Reprinted with permission.

Regards,

Rick reis
reis@stanford.edu
UP NEXT: Talkers and Listeners

Tomorrow's Academic Careers

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POLICY ON PROMOTION AND TENURE


ATTACHMENT A
Anchor University
Policy on Promotion and Tenure

Anchor University is a comprehensive university. Therefore, it is essential that its faculty be dedicated to achieving excellence in teaching, research/creative activity, and professional contributions to preserve and strengthen the vitality of the university. Tenure and
academic promotion is awarded to those faculty making contributions in these areas. The preservation of quality requires that all persons recommended for promotion clearly satisfy the general criteria presented herein. Fairness requires that these criteria be applied as uniformly as
possible.

A basic format for tenure and/or promotion dossiers will be given to the collegiate deans for distribution through department chairs and directors to faculty members eligible through department chairs and directors to faculty members eligible to be considered for tenure and/or promotion. A common format for representing the supporting information will help assure fairness in the decision-making process. As tenure and promotion require that a person's entire professional contribution be reviewed, the format calls for information on professional background, previous academic and professional experience, teaching and advising activities, scholarly contributions, and service activities. Some academic units may wish to add special categories.

A faculty member will be evaluated for promotion in any year at her or his request. A tenured faculty member below the rank of professor must have her or his dossier submitted for review by the basic academic unit at least every five years unless the faculty member requests in writing that
it is not be reviewed. A more frequent review of faculty performance for purposes of promotion is strongly encouraged. A faculty member will be reviewed for tenure at the end of a two-year probationary period if hired at the rank of professor; at the end of a four-year probationary period if hired as an associate professor; and at the end of a six-year probationary period if hired as an assistant professor. The decision emanating from such a request shall be considered as final. If the decision is negative, the faculty member will be notified in writing that the following contract
year will be terminal.

The faculty member should assist in the preparation of his or her dossier. The faculty member should be allowed to submit whatever he or she considers relevant to promotion or tenure review in addition to any information or material required by the university, collegiate or departmental policies.

I. General Criteria

A. Teaching: The first step in promotion is an evaluation of teaching effectiveness. Only after an affirmative judgment as to teaching effectiveness has been made can serious consideration be given to an evaluation of scholarship and professional service. Unless a determination is made that the candidate is an effective teacher, whether at the departmental or interdisciplinary level, promotion will not be granted. Teaching includes an up-to-date knowledge of one's discipline. In some instances, teaching may be indirect, primarily in support of student learning activities. Faculty members also influence teaching by designing courses and curricula. Textbooks and innovative instructional material may be considered contributions to teaching. In addition, faculty members influence teaching in less tangible but no less decisive ways through such activities as counseling students, through conversations with colleagues, etc.

Detailed and specific evidence of effective teaching should be included in the dossiers of faculty members being recommended for promotion. Evidence should include peer evaluations and student evaluations conducted over a reasonable period of time. Faculty colleagues should be asked to evaluate the objectives, methods, and materials of courses designed and/or taught by the individual. Evaluations of teaching effectiveness should also be drawn from faculty who have taught with the individual or have frequently observed classes taught by the individual. Wherever possible, evaluations should also include evidence concerning the continuing performance of students taught by the candidate.

B. Research/Creative Activity: Research and creative activity are those activities which serve to advance the discipline or the state of the art. Evidence of research and creative activity, essential for promotion includes written publications, non-print performances, funded grant applications, exhibits, artistic performances, and the like. Textbooks and innovative instructional materials having significant value beyond this campus may be considered contributions to research/creative
activity. The dossier of an individual should provide substantiating evidence submitted by qualified observers within or outside the university (e.g., reviews of the candidate's books, artistic performances, etc.). If the candidate’s field is one in which no colleague has expertise, it is
essential that outside review of the candidate’s scholarly activities be sought.

C. Professional Contributions: Faculty members are expected to make professional contributions through service to the department, the college, the university, and the discipline at large. The last item includes discipline-related community service. Professional services may include paid or unpaid consulting work. Administrative and professional work on behalf of the department or the university, for which there is no specific compensation or assignment, may be regarded as service. It is desirable that evaluations by qualified individuals indicating the quality and
extent of the service rendered be submitted with the promotion dossier.

II. Minimum Standards for Academic Ranks

Each basic academic unit and collegial unity may have defined requirements which exceed those of the university. The minimum university requirements for each academic rank are given below:

A. Assistant Professor: Promotion from the rank of Instructor to Assistant Professor requires an ability to teach effectively and the academic degree defined by the academic unit for the position held by the candidate. Those tenured in the rank of Instructor may meet the minimum university
criteria for promotion to Assistant Professor by: (1) demonstration of effective teaching; (2) successful completion of scholarly/creative activity which contributes to the discipline or field of study and offers promise for future achievement (e.g., completion of the required academic degree), or peer-reviewed publications, or peer-reviewed artistic/creative performances; and (3) demonstrated participation in service activities appropriate to the discipline and the academic unit.

B. Associate Professor: Promotion from the rank of Assistant Professor to the rank of Associate Professor requires: (1) a demonstrated record of effectiveness as teacher; (2) a record of peer-reviewed publication and/or peer-reviewed creative activity which has contributed to the discipline or field of study, to the candidate’s intellectual/artistic development, and to the quality of the academic unit; (3) a record of professional service appropriate to the discipline, the academic unit, and where possible, the college and/or the university; and (4) promise of growth in teaching and research or artistic/creative activity.

C. Professor: For promotion to the highest academic rank, the candidate’s academic achievement and professional reputation should be superior. This rank can be earned only by the faculty member who has demonstrated continued growth in, and has a cumulative record of, teaching effectiveness, substantial peer-reviewed publications and/or peer-reviewed creative activity, and professional contributions and service.

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